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Tuesday, September 09 14 / pdf

Licensing Examination For Securities Futures Intermediaries Kaplan Financial (HK) Ltd. Admiralty Campus: Unit 2, 1/F, Far East Finance Centre, 16 Harcourt Road, Admiralty ...

Hong Kong Securities Institute - Wikipedia, the free encyclopedia
Sunday, April 04 14 /

The Hong Kong Securities Institute (HKSI) was officially formed in December 1997 as a professional body to raise the standards of securities and finance practitioners in ...

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Thursday, August 08 14 / pdf

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Saturday, July 07 14 /

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Monday, September 09 14 / pdf

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Monday, January 01 15 / pdf

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Tuesday, July 07 14 / pdf

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Tuesday, April 04 14 / pdf

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Wednesday, August 08 14 / html

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Welcome to Hong Kong Securities Institute
Wednesday, April 04 14 /

HKSI Online Registration and Enrolment System(e-booking) will be suspended for regular system maintenance from 18:00 on 30 September 2011 to 12:00 on 1 October 2011.

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Friday, September 09 14 / pdf

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Tuesday, March 03 15 / pdf

Hong Kong Securities Institute Licencing Exam (Paper 1) Mock Question Set 1 Acap Finance - HKSI LE P1 Mock Question Set 1

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Monday, March 03 15 / pdf

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Guidance Note on Competence
Saturday, October 10 14 / pdf

Purpose 1. This Guidance Note sets out the matters that the Commission will normally consider in assessing whether a person is competent to perform the functions of a ...

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Friday, January 01 15 / pdf

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Table of Contents
Thursday, October 10 14 / pdf

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Thursday, February 02 15 /

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Tuesday, March 03 14 / html

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Paper 1 Fundamentals of Securities and Futures Regulation Past ...
Monday, June 06 14 / pdf

- i - Preface Disclaimer These past questions and answers are made available by the Curriculum and Examinations Department of the Hong Kong Securities Institute (HKSI ...

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Appendix C to the Guidelines on Competence
Tuesday, December 12 14 / pdf

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Saturday, April 04 14 / pdf

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ACAP Finance - HKSI Licencing Exam Study Notes
Wednesday, November 11 14 / html

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: HKSI Paper 1 Exam
Thursday, May 05 14 / html

In HK, no matter how you are well educated and experienced, you need to take the HKSI Paper 1 exam in order to get the SFC license. This paper had been a ...

Account Opening Checklist
Monday, October 10 14 / pdf

Account Opening Checklist Before you open an account with an advisor, make sure you know the answers to these questions. Educational Background Where was the advisor ...

Professional Achievement Credits (PACs) in the FFSI Program
Wednesday, August 08 14 / pdf

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Tuesday, June 06 14 / pdf

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